The operating system for pledged-asset lending

Financial institutions lack the infrastructure to lend against assets their existing systems cannot recognize. Aaim provides the complete technology stack: composable contract automation, UCC perfection, tri-party control agreements, real-time valuation, and regulatory compliance. Deploy institutional lending programs in weeks, not years.

Portfolio Composition

Traditional Lending can't see what's coming

Equities
Alternatives
Projected

Sources: Bank of America Private Bank 2024, Preqin, Cerulli Associates

$12T
Borrower assets Surfaced by Aaim
50
State jurisdictions UCC filing coverage
$124T
Wealth transfer Through 2048
99.9%
SLA target Hybrid dedicated and multi-cloud
Why We Built Aaim

It's not your fault, nobody ever meant to buy into a platform for its 60 APIs. Because big-iron infrastructure is sold, not bought. Your board isn't playing vendor thunderdome for their P99 TPS vibes and webhook coverage. They're looking for someone to show them how to serve customers and stop losing them. Your next generation of members allocates 31% to alternatives but your core system sees none of it. When they need liquidity, they leave; because you cannot lend against wealth you cannot see. Aaim is the only infrastructure purpose-built to make modern wealth lendable. We built the legal architecture, valuation methodology, and regulatory compliance first... the APIs followed. We've got what it takes to collateralize asset types that didn't even exist when your core systems were designed. The generational wealth transfer is on the move, right now. There's at least $124 trillion on the move through 2048. The institutions that can serve modern wealth builders will own the next 100 years. Those that can't will watch them walk right out the door.

Use Cases

Modern depositors are
modern wealth builders

Each asset type demands distinct advance rates calibrated to liquidity profiles, volatility characteristics, and regulatory guidance. Aaim's valuation engine applies asset-specific methodologies across the full spectrum while your credit committee retains final authority on terms.

Now you can meet their needs

Instant liquidity

Access capital without selling appreciated assets. Maintain long-term investment strategies while addressing immediate financial needs.

Portfolio diversification

Use alternative assets as collateral to free up traditional holdings for strategic reallocation and risk management.

Tax optimization

Defer capital gains taxes by borrowing against assets rather than liquidating positions. Preserve wealth across generations.

Typical LTV by Asset Type

Advance rates calibrated to asset-specific liquidity, volatility, and regulatory guidance. Your institution sets final terms.

Commercial Real Estate6075%

Bank examination guidance; appraisal-based valuation

Public Securities5070%

Reg T/Reg U baseline; daily pricing, liquid markets

REITs (Public & Private)3560%

Public REITs liquid; private non-traded have redemption restrictions

Private Credit4060%

Secondary market exists; fund-level NAV reporting

Hedge Funds3050%

Strategy-dependent; redemption gate risk

Private Equity2550%

Illiquid; NAV lag; capital call exposure

Cryptocurrency3050%

High volatility offset by 24/7 liquidation capability

Art & Collectibles2550%

Provenance-dependent; appraisal-based; specialized liquidation

Venture/Startup Equity1030%

Binary outcomes; extreme illiquidity; cap table complexity

0%25%50%75%

Sources: Federal Reserve Reg T/U, OCC Comptroller's Handbook, FDIC Risk Management Manual, industry practice surveys


Why This Is Obvious

The economics of pledged-asset lending

Borrower Rate Advantage
300-600 bps

Lower borrowing cost vs unsecured alternatives

Source: Fed G.19, Bankrate, brokerage disclosures

Portfolio Loss Rate
<30 bps

Typical secured vs 300+ bps unsecured consumer

Source: FDIC Quarterly Banking Profile

Loss-Given-Default
1,700 bps

Collateral recovery reduces loss severity

Source: FDIC working papers, Moody's

Tax Preservation
15-24%

Capital gains rates avoided through borrowing

Source: IRC provisions for pledged-asset loans

Why yes, yes you can

Compliance infrastructure
that compounds

UCC Article 8 Perfection

Tri-party control agreements establish super-priority security interests in securities entitlements. Smart contract orchestration ensures atomic execution: borrower, lender, and custodian signatures complete as a single transaction or not at all. DLT-backed provenance records cryptographic proof of each acknowledgment with millisecond timestamps.

UCC Article 9 Filings

Automated UCC-1 filings with jurisdiction determination and collateral description generation from the Reference Model taxonomy. Continuous asset monitoring triggers automatic amendments when collateral composition changes. Five-year continuation tracking with 90-day advance reminders and automated refiling workflows.

UCC Article 12 Digital Assets

Controllable electronic record provisions enable cryptocurrency collateralization across 47 states with adoption tracking. Cryptographic custody verification via API integration with institutional custodians. Homomorphic proofs demonstrate control without exposing private keys or wallet addresses.

Regulation T/U Margin

Real-time margin monitoring against Federal Reserve limits. Asset-specific haircuts calibrated to volatility profiles from the Reference Model. Automated margin call generation when thresholds approach. Examiner-ready documentation of every margin event with full audit trail.

Bank Secrecy Act / KYC

QVToken identity infrastructure provides continuous KYC verification, not point-in-time snapshots. Automated sanctions screening with real-time OFAC list updates. Entity resolution across multiple accounts, custodians, and jurisdictions. Estate succession workflows handle borrower death or incapacity without operational disruption.

True Lender Compliance

Aaim is a technology service provider, not a lender. Your institution makes all credit decisions, owns all loans, and bears all credit risk. Documentation structure and fee economics maintain bright-line distinction per established True Lender doctrine and recent regulatory guidance.

Tech infrastructure that
just gets it all done

Aaim Technology Stack
Aaim HorizonAsset Visibility

Real-time aggregation across custodians. Borrowers share; lenders monitor. Complete portfolio picture before a single document is signed.

Aaim FrontierPledged-Asset Lending

Legal perfection across the broadest asset taxonomy. UCC filings, control agreements, and security interest creation with institutional precision.

Aaim TransportDynamic Orchestration

Tri-party coordination for complex, high-value arrangements. Real-time margin monitoring, multi-custodian management, position-level control.

Reference ModelMapping the Financial Genome

Unified asset taxonomy with regulatory guidance encoded. Classification and valuation across 8 major classes, 50+ subcategories.

QuantumVerify Smart ContractsAtomic Execution

Multi-party transparency with cryptographic provenance. Every state change verified by all counterparties.

QVToken IdentityContinuous Trust

Identity as living document. Succession planning, entity resolution, KYC that evolves with the borrower.

SocketCloudComputational Privacy

Tenant-isolated multi-cloud with homomorphic encryption. Byzantine fault-tolerant consensus. Verification without exposure.

Legal Architecture

The legal infrastructure
that enables new categories

Legal infrastructure typically requires 12-18 months to build. Aaim provides examiner-ready frameworks, clear accountability boundaries, and enforceable security interests across every counterparty. Launch new categories on legal rails already tested.

Platform Governance

  • Master Services Agreement
  • Data Governance Framework
  • Model Risk Documentation

Member Authorization

  • Consent & Data Authorization
  • Pledged Asset Security Agreement
  • Estate & Succession Provisions

Custodian Control

  • Tri-Party Control Agreement
  • Custodian Integration Protocol
  • Digital Asset Custody Terms

Priority Perfection

  • UCC-1 Filing Package
  • Continuation & Amendment Filings
  • Transfer Agent Acknowledgment

Trusted by leading financial institutions

FFIEC ALIGNED
GLBA COMPLIANT
BSA/AML READY
SOC 2 CERTIFIED

Ready to deploy pledged-asset lending?

Financial institutions are deploying pledged-asset lending programs in weeks using Aaim's infrastructure. Your institution makes the credit decisions. We provide the technology.